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  • MALLON & JOHNSON, is a law firm with a national practice concentrated in securities regulation, litigation and related consulting. Although the firm handles varied matters, our goal is to represent clients in complex and challenging securities law and regulatory matters.

    In short, MALLON & JOHNSON seeks to combine high standards of service on securities law issues, supposedly found only at large firms, with the flexibility and informality of a small firm. With its ability to assemble teams of experienced professionals, including former regulatory professionals and other experienced professional consultants, MALLON & JOHNSON can provide quality service to large and small investment advisers and broker-dealers.

    The firm provides quality representation to its clients in a manner that demonstrates the firm’s understanding of the financial and economic alternatives and constraints its clients may face. To accomplish this, MALLON & JOHNSON is not wedded to traditional methods of compensation and fee structures.

    To get the work done, the principals at Mallon & Johnson work directly with the client.

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