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  •  INTERNATIONAL COMPLIANCE SOLUTIONS, LLC. ,  is an an organization created to assist you in successfully finding that particular “common sense” that fits your business organization and to help you build end-to-end workable compliance solutions. We take pride in partnering in your long term success. At ICS we make available to you a team of senior and seasoned professionals and advisors with more than 20 years of experience in the international financial industry.

    Members of our team have worked in the U.S., Europe and Latin America and are fluent in English, Spanish and Portuguese. As a result, we have accumulated broad expertise on complex domestic, international and cross-border issues as well as a track record of successfully dealing with diverse legal/regulatory and compliance issues of world class organizations.

    Our business expertise ranges from diverse and complex topics, such as the design and implementation of cross-border compliant business models, products and distribution strategies, business evaluation, forensic assessments and investigations and the proposal of innovative solutions, to successfully representing international financial institutions before government and regulatory authorities in various countries.

    Our philosophy is simple and at the same time powerful…

     At ICS we believe that risk is inherent to life and that it brings about many great opportunities. We believe that properly managed risk leads to sustainable success, both in life and business.

     We also believe that nothing substitutes common sense.

    We are an organization created to assist you in successfully finding that particular “common sense” that fits your business organization and to help you build end-to-end compliance workable solutions. We take pride in partnering in your long term success.

    How We Help You

    Assessment:

    • Legal/Regulatory Framework for each market/product
    • Sustainable Business Models and Cross-border strategy
    • Organization and Talent Management

     Proposal:

    • Innovative Business Proposals to manage risks
    • Focus on Growth, Sustainability and Compliance

    Implementation:

    • Operating Models and Business Governance
    • Project Management

    Validation:

    • Audit and Testing

     Clients

    • Banks
    • Brokers-Dealers
    • Investment Advisors
    • Non-Financial Companies

     

    Services

    • Policies & Procedures
    • Supervision
    • Marketing Review
    • Complaints
    • CIP/KYC
    • AML
    • Registration
    • Continuing Education (CE)
    • Audits or reviews
    • FINOP Services
    • Cross-border compliance
    • Acquisition/Sale or Start-up of firms (BD or IA)

     Products

    • EDD (Individuals and Corporations)
    • Forms (Individual or Complete suite)
    • 3rd Party Vendor Due Diligence
    • Portfolio Portability (Register Reps relocation) 

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